“The end is nigh”: RiC(h) Description – part 2

The period for comment on the EGAD RiC – CM draft standard or model is coming to an end.  Since I last posted, there has been a flurry of activity, with comments from at least two Society of American Archivists technical subcommittees (TS-DACS and TS-EAS being the ones I know of), Artefactual (the developers of Accesstomemory software), the Australian Society of Archivists, Chris Hurley and Ross Spencer.

Each has something of value to add; whether concerned with specifics or in thinking about the broader implications for archival description in an online and connected world.

Community collections and WA funding

Over the Christmas break, members of the Australian Society of Archivists (ASA) (WA Branch) were advised of a discussion document looking at funding priorities for collections and were asked to respond to a survey to help further refine those priorities (the survey closes on 27th January, and a follow up session with Roz Lipscombe, Senior Policy Officer, Department for Culture and the Arts, will be held on 6 February 2017).  Because of the current debate around national portals, federated systems and the like, I think that this has relevance to the broader archival community.

The paper, Collections Sector Development Framework (no public link, I’m afraid), was put together by a working group of WA institutions and associations, under the auspices of the Department of Culture and the Arts (DCA) and was headed by Alec Coles, CEO of the WA Museum. While there was some State Records Office of WA representation on the original committee, the ASA has only recently been invited to participate. The paper derives in part from previous frameworks and policies developed by DCA and Museums Australia (WA) for the community sector, and for local museums and historical societies, in particular (see, e.g. Report on a survey of Western Australian museums, galleries, indigenous keeping places and local collections, 2005). The first of these, the Community Collections Action Plan was published in 2005, and advocated for further work with the Collections Council of Australia (which was abolished in 2010), stronger ties with Museums Australia and the Royal WA Historical Society (RWAHS),  and the development of a special funding program, Connect Community funding. This funding closed in 2016. A second specific action that resulted from the plan was the establishment of a pilot CollectionsCare hub in Kalgoorlie in 2009, which was supported by DCA until 2012. The Action plan was reviewed in 2015  (also no public link) and this paper is a result of some identified loose or unresolved threads.

The first thing to say is that the paper clearly reflects its background as a Museums Australia, WA Museum, Historical Society product.  The background outlined above is referenced at the bottom of the paper, and is well worth reviewing where the documents are publicly available. However, once the links are traced, and it is clearly understood that the focus is largely on community collections, largely volunteer based, many of the suggested priorities are more clearly understood.

The eight proposed priorities within the framework are:

  1. Skills development – in addition to tertiary qualifications (through TAFE and University) it is suggested that a series of modules for basic skills be developed, available regionally and online. A working paper on museum qualifications was developed by Brian Shepherd following the demise of the excellent Certificate in Museum Studies program at Edith Cowan University, which provides some background on this proposal. For archivists, this may be met by the recently developed ASA training packages.
  2. Mentorship and leadership development, including networking opportunities. Both the Australian Library and Information Association and the Records and Information Management Professionals Association run excellent mentoring programs at national and state level.  Opportunities to meet, however, are largely metropolitan based, and there is no denying that remote and regional communities are less well served in this area. Some cross sector networking would also be of benefit, and sector members may benefit from accessing international opportunities such as the Churchill fellowships, which can then be shared with others through such networks. LotteryWest funding is available to assist with organisational development, which may go some way towards meeting this priority.
  3. Networking – specifically conferences, seminars and workshops. The paper identifies that Museums Australia (WA) was unsuccessful in its application for funding from DCA via the Organisation Investment program. The RWAHS has also previously received some money from DCA for administration. However, this is a limited fund, and other organisations, such as the History Council of WA, have been unable to access it. The majority of organisations accessing this funding appear to be arts based. LotteryWest funding does not support this sort of work, although funding can be sought to send specific members of organisations to conferences, through the organisational development program identified above.
  4. Hubs – based on the pilot project based in Kalgoorlie Boulder, it is suggested that regional centres (including metropolitan centres) for cross sectoral information and advice be established.
  5. Digital platform – again, the recommendation for a single digital platform, to enable collections to be searched and identified online, and is clearly based on the concepts expressed in the Digital Dinosaurs paper, and more recently through the GLAM Peak Bodies project, funded via Catalyst. While this is a laudable aim, it does require that organisations have a web presence, and that their collection is properly catalogued and identified – funding for this sort of work is limited and is a necessity in order to move forward. The State and public library network  and the RWAHS collection, which has recently gone online, are identified as specific examples, while TROVE and the Atlas of Living Australia are provided as examples of aggregation sites. Other options, perhaps at collection or sector level, like Culture Victoria for museums, could be developed and funded.
  6. Audience development – this is not well expressed in the paper, but seems to be aimed at both marketing and at developing new digital audiences. It links to the next priority
  7. Profile –specifically about growing awareness of the state collection, and is targeted at the new WA Museum (currently scheduled for completion in 2020), the Art Gallery of WA’s 125th anniversary (c.1895) and the ARC funded ‘Collecting the West’ project. This is one area where the framework looks more specifically at the state institutions, other than SRO. A broader, more inclusive, community focus might be 2029, when the state celebrates its bicentenary (with the exception of Albany in 2026).
  8. Advocacy – this is clearly where organisations like the ASA, Museums Australia and RWAHS, as well as other community and peak sector bodies should be involved, such as the Arts and Culture Council of WA. Gaining some funding in support of these organisations, to assist with administration and the development of well thought out advocacy positions is critical in giving institutions, the professions and the GLAM sector a voice. However, it is also vital that such funding does not cause a conflict of interest to those same bodies.

 

 

 

RiC[h]-CM description, relationships and standards

A few months ago, at the ICA2016 conference in Seoul, the Expert Group on Archival Description (EGAD) released their first draft model (or standard) for a new relationally enhanced mode for archival description. There’s an email list for comments so I thought I would start there…

<ica-egad-ric.lists.village.Virginia.EDU>)

Jenny Bunn from the Department of Information Studies, University College London, kicked off by asking what format was preferred for responses, as she and some colleagues were getting together to work through the standard:

“Primary Entities
1. Do you agree with the membership of the list? Should anything else be included as a primary entity? Should anything be taken off this list?
2. Do you have any specific comments on any of the entities in particular, e.g. changes to wording, additional examples, confusion about usage?

Properties
1. Do you agree with the lists of properties for each entity? Should anything be added/taken away?
2. Do you have any specific comments on any of the properties in particular, e.g. changes to wording, additional examples, confusion about usage?

Relations
1. Do you agree with the lists of relations? Can you suggest further relations?
2. How should these relations be presented? What information do you need/would you like about each relation?

General comments
1. Anything else you want to say.”

Daniel Pitti, who appears to have been the driving force, agreed to that format, suggesting that general comments come first.

Australia’s Chris Hurley immediately picked up on the relationships, noting that he had identified “792 relationships and still counting.” He then suggested that there needed to be an understanding of the different relationship types, and also a glossary. Chris provided some examples of relationship categories, but I think it would be useful to go back to the original standards and work from there.

RiC is based on the four standards produced by the ICA – ISAD(G) for archival descriptions (fonds, series, items, etc), ISAAR-CPF for archival authorities (organisations, families and individuals), ISDF for the functions which are the reason for records to be created and ISDIAH, which describes the archival institutions and collecting organisations.  Of these, only ISAAR-CPF has relationships included in it, which are hierarchical (which organisation controls or owns which), temporal (which organisation preceded which), associative and related, which is mostly used for families and individuals. The different relationships are described in a follow on field. The Australian series system recognises relationships within and between archival descriptions, authorities and functions, and identifies that they may be reciprocal. In amending Access to Memory software for use in with series registration, my colleagues and I at State Records Office of Western Australia worked with the relationships and created subsets within the temporal and hierarchical relationships – controlled and controlling, subordinate and superior; succeeding and preceding. Relationships among individuals were not well defined, but in a private archive or manuscript library scenario I can see how these too may be developed. There are also the relationships such as custodian, creating and transferring, which describes the relationships between authorities and descriptions.

George Charonitis (Georgia State Archives) concurred with Chris with respect to identifying relationship types and also advocated for some more definitions, particularly with respect to context/s, provenance, creation, accumulation and selection. Chris’s next post looked at and suggested some common properties that could be used across all description types – identifier, dates and relationships, as well as looking at and reminding us of the relationships used in series registration, between deed, doer and document.

John Machin, also from Australia, picked up on the next part of the RiC process – the creation of ontologies, asking whether any existing ontologies would be used and how closely they would be followed. Florence Clavaud, from the EGAD group, responded that RiC-O (for ontologies) would probably be unique, and that they would then work on linkages and alignments.

Professor George Bak, from University of Manitoba, also made comment on the new standard, pointing out that the introduction is very Eurocentric (a point also made by the InterPARES Trust, of which slightly more below) and asking whether much thought had been given to indigenous perspectives, and also from the perspective of social memory. He queried how much of the standard had been aligned with current data visualisation practice, and looked at the scholarship in this area. He then followed up with a summary of a discussion held by some Winnipeg based archivists, looking at digital systems and raising the question of definitions and understandings of the way in which information is created and understood, by pointing to the OAIS model for representation information, information objects and so on  (he also writes beautifully, so it’s worth reading his posts just for the language).

Finally, the InterPARES Trust have released a bit of a broadside, however politely phrased, against EGAD online, pointing to the lack of communication over the past few years (the RiC project was instigated in 2012). One of their criticisms, which I agree with, is that although RiC is based on the four current standards produced by ICA, there is no evidence of a review of those standards, or how they have been implemented by different archival cultures. Like Bak and Machin, they are concerned that there is no higher ontological model or ‘anchor’ on which the new standard is based. They also suggest that looking at current relational database models, rather than focusing on data visualisation, may be of more use to both users of archives and those describing them for use. Indeed, the lack of user representation or awareness of the new model is also an issue.

Should you wish to review RiC-CM or add your voices to the mix, you have until the end of December to do so. For Australian archivists, the ASA is looking at presenting a combined response, so please do contact them.

 

STOP PRESS – deadline for comment now extended to 31 January, 2017

Maintaining Standards

Every archivist and records manager has probably said the magic words “ISO 15489” at some stage in their career. It supports good records management, it’s based on some great Australian work, and you can find it embedded in most of the standards and advice prepared by the State and National Archives,e.g. http://prov.vic.gov.au/government/standards-and-policy/all-documents/as-iso-15489; http://www.naa.gov.au/records-management/strategic-information/standards/international-standards/index.aspx

There are other standards that are important to archives and records managers too, include the ISO suite of quality assurance standards, around ISO 9000, and the standards for digitisation and microfilm quality and storage. We rely on them a lot. They’re made available on the Standards Australia website, via SAI Global, but I expect most of us have searched for and found them in the catalogues and electronic databases provided by the National and State Libraries (NSLA), where we have accessed them for free. Recently, NSLA advised that this service would come to an end as they could not come to an agreement with SAI Global over how these standards are to be accessed. Standards Australia and SAI Global appear to be locked in a contract until 2018, with a likely renewal until 2023.

For most of us, this is a blow, but not a major problem. For those of us in Western Australia, however, the matter could become more complicated. If you are in the WA state and local government sectors, you’ll know that one of the key tools for records management assurance is the Recordkeeping Plan, developed in accordance with the State Records Commission’s (SRC) Principles and Standards. Standard 1 identifies AS ISO 15489 as the model for best practice recordkeeping. Standard 1, and all the other standards developed by the SRC have the same legal standing as regulations. Last week, a Parliamentary Committee brought down a report on access to Standards embedded in WA legislation and regulations. In part, if adopted, it will require Government agencies that include International and Australian Standards in their legislation to provide access to those standards to the public and to other organisations, for free.

The Committee has recognised that simple access can be provided to a physical copy in the offices of State and Local Government agencies. And, it has wrestled with the thorny issue of copyright, both for the physical copies and for ongoing online access. Their summary of the ALRC review into copyright is masterful (see s.5.13 and 5.14 on p.50 of the report), with some pithy yet subtle comments on the roundaboutation used by the ALRC when addressing fair use in copyright.

On the positive side, the Committee has recognised a right of free public access to information of benefit to the public. They have also recommended that

the Minister for Commerce seeks to arrange to have this matter placed on the agenda of the Industry and Skills Council of COAG as soon as possible, in the hope that the governments of the Commonwealth and other States and Territories might
reach an agreement whereby universal free access is achieved through a nationwide publicly-funded model.

I’m looking forward to that.

 

Thinking about convergence

This semester, I was the co-ordinator for a unit called “Convergence and cultural institutions”. It was a little ironic, as I have been one of the few voices in the department that routinely challenges the idea that convergence is a) happening and b) inevitable. I was (and to a significant degree remain) a convergence sceptic.

Part of this is, I think, about the way in which convergence is defined. In the digital media world, where convergence theory had its start, convergence is about shared or single modes of delivery of content. However, convergence in the library and information sector now seems to include shared resources, single points of physical access and so on.

A recent research article, Passion trumps pay, highlights some of these concerns. In this article, the researchers focus on the role of the information professional in the GLAM sector. This seems to me to be the start of confusion. Information professionals such as archivists, records managers and librarians may be found in a range of institutions and organisations, often as small specialist sectors, as identified by Vanessa Finney in her presentation in Canberra in 2013. Similarly, as any school archivist will tell you, archives or special collections staff may also find themselves in charge of a small collection of realia or artwork, which may or may not be managed in accordance with museum principles. Does the inclusion of these staff within a GLAM institution constitute convergence (or some degree of the same)?  Or is it just that we work in a range of organisations, some of which are also tagged as ‘memory’ or cultural institutions?

Interestingly, the museum participants identified that their co-workers – science researchers and some curators (for which read art or history curators?) – lacked the information literacy and information management skills of the information professionals. The study has suggested that this might need to be addressed in undergraduate degrees, but I would rather suggest that this is why there are information professionals in those organisations in the first place.

Archivists and gallery staff apparently disputed whether or not they were information professionals in accordance with the definition used in the study:

an individual working in a library, archive, museum, cultural heritage or information environment whose aim is to maintain, and often improve, access to the ever growing amount of information generated from within the culture and heritage industry, the media, and, increasingly, by the general public.

(Terras, 2009)

According to the authors of the study, this is because archivists identified that

archives until now have not been driven by access (the principle theme of the Terras (2009) definition) but rather by their legislated requirements (in terms of the records initially kept) and the need to preserve the material that they manage. Although they conceded that the archive is moving towards a more access-focussed model, they see their role as more specialised, and in some cases more crucial, as archivists often manage the only copies of specific information that exists.

I’m sorry, but what? Archivists don’t get, or have not been, driven by access?

“His Creed, The Sanctity of Evidence; his Task, the Conservation of every scrap of Evidence attaching to the Documents committed to his charge; his Aim, to provide, without prejudice or afterthought, for all who wish to know the Means of Knowledge” (Jenkinson 2003:258).

I think this highlights that we may be talking at cross purposes, as separate textual communities, where we share common terminology but have different understandings of what is meant. Until we resolve these textual problems, convergence will be some way off.

Finally, there was some discussion on the role of education in a ‘converged’ environment. Librarians and museologists agreed that this was something that could be addressed, but the archivists again disagreed, identifying that there are already enough pressures in the standard archives course, leading to minimal knowledge in core areas. Speaking as an educator of both librarians and archivists, in a combined BA degree and combined Masters program, I would agree. In fact, I would suggest that the archives and records curriculum is somewhat truncated, when compared with that for librarians.

I’m very keen on looking at ways we can work together, through collaboration and linked data, but the idea that we will somehow become a single profession, working across ‘memory’ or knowledge institutions, seems unlikely.

On one thing though, we do agree, the study’s authors, the participants and me. Our professions are about passion. How we teach that, or maintain it, is far more challenging.

 

 

 

EGAD, I found it

Or, why a 17th century exclamation may be the new way of sharing and encoding archival data.

A few days ago, I linked to a blog about ways of matching archival description with the museum community’s conceptual ontology CIDOC CRM.  I knew, as I was researching it, that there had been some mention of a similar ontology for the archival community, but I did not know much more.  When I searched for EAD and CIDOC, one of the references was to the EGAD project at ICA, so off I went to see what more I could find.

Sadly, for a recordkeeping organisation, there was surprisingly little. Yes, there is a web page, and yes, there are resources, mostly dating from 2012, when the group was set up, but minutes, reports, working notes, and so on appear to be lacking. I knew there must be more so I kept tracking.

EGAD, which stands for Experts Group on Archival Description, was set up by the ICA to look at ways of integrating the four ICA standards, ISAD(G), ISAAR – CPF, ISDIAH and ISDF. It is also looking at ways of modeling this data in line with current conceptual models and linked data protocols. It was established in 2012, and has a four year term, so there should be something to discuss more generally by the end of 2016.  The most recent document on the EGAD page is to a 2013 report.

However, there have been some EGAD presentations at various conferences and at the CIDOC meeting in 2015Daniel Pitti et al’s 2014 report in Girona identifies that the model will have at least four entities – agency (archival authority), records (including the concept of records set to accommodate fonds, record group or series), function, mandate. I think that relationships are being discussed as either an entity or process.  A discussion of how records and record sets might work is found in this powerpoint from Pitti and Rubenstein in 2015.

There’s an article about it in a Korean journal, so I’m looking forward to finding out more from the ICA conference in Seoul in Daniel Pitti’s panel (and I’m also hoping that the ICA page might be updated before then so I can stop hunting the interwebs 🙂 ).

Mander Jones commentary from 2015

The announcement that registrations are now open for the Australian Society of Archivists conference has just gone up. It’s time to start knuckling down to the judging of this year’s Mander Jones entries, so that the prizes can be awarded in October. It’s a long process – nominations come from the previous year, so this year I am looking at works from 2015, but the ones I will be summarising here were awarded at the 2015 conference and were completed or published in 2014. There were, therefore, a large number of commemorative publications in honour of the Anzac centenary. So many, in fact, that I suggested we start a separate category. This year, not so many…

The following remarks are mine, and mine alone (like Anne Elk), and do not represent the ASA in any way, or my fellow judges. The nominations and remarks are not comprehensive and do not necessarily reflect the winners, just the ones that I found of interest.

Digital information and records management capabilities (the capability matrix)

Exposure draft published November 2013, Revised version published November 2014

Available from http://www.naa.gov.au/records-management/development/qualifications/index.aspx

An interesting approach to the need to ensure that staff have the necessary skills and knowledge to undertake work in the current recordkeeping environment. It would have been good to see the last section on RM and IM staff being tied to the RIMPA and ASA competencies, or the Australian Qualifications Framework, which would have made the work more portable in terms of the profession.

Reinventing archival methods: Continuing the conversation

Compilation of 2 featured articles and over 20 short essays

The original workshop from which the inspiration for these papers was taken was an invigorating session, designed to get archivists to consider current and future practice. The papers represented here provide evidence of current practice and demonstrate a willingness to engage with the future and to think laterally. The editors are to be congratulated on pulling together a diverse range of writers, including some from outside the archival circle. Many authors and presenters are familiar to the RecordKeeping (RK) Roundtable, and it would be interesting to gain some additional and possibly dissenting voices.

Available online through the RK Roundtable but also as a special edition of Archives and Manuscripts, this work explores open access in a number of different ways.

Cassie Findlay ‘Reinventing Archival Methods’ Paper presented to the seminar to mark the retirement of Hans Hofman from the National Archives of the Netherlands.

27 January 2014,

Available at http://rkroundtable.org/2014/02/05/reinventing-archival-methods-in-the-hague/

And

http://www.nationaalarchief.nl/sites/default/files/docs/nieuws/cassie_findlay_reinventing_archival_methods_the_hague_27jan_2014a.pdf

A call to arms, or at least to move to the side of Pharaoh, for the archives and RM profession.

Beyond 1914. The University of Sydney and The Great War.

http://beyond1914.sydney.edu.au/

It is beautifully designed with clear and easy links to follow. The video from the archives provides a good background to the information in the display. Disappointingly, images are labelled 0001.jpg rather than with an ID that would encourage further investigation into the archives, or allow for deeper research. There are links with other institutions and collections which could be explored further.

Biographies of the men from the Banyo District who served in the Great War (including a short history of the Banyo Memorial School of Arts and Memorial Hall).2014 – Printed by Digital Synergy, Hendra Qld

This is a nice take on the local memorial, with links to archival information at QSA and NAA.

The presentation is clean and neat and appropriate for distribution among the Banyo community.

A Row of Goodly Pearls, One Hundred and Twenty Five Years of Loreto in Melbourne

The book is a lavishly illustrated, and well written history of Loreto Mandeville, with a short history of the Loreto order. Good use of archives to illustrate the book, if not the text, and one which is sure to please its intended audience.

Walata Tyamateetj: A guide to government records about Aboriginal People in Victoria

Beautifully presented volume, which could easily have been developed into a glossy hardcover coffee table book. Great introduction by Justine and David, while Richard Broome’s historical overview is comprehensive and well written. The opportunity to present this as an interactive finding aid and exhibition has been missed, with the online version as a pdf or e publication only. The historical overview is interesting, but the work lacks punch as a finding aid.

In Good Faith: Waverley College and the Great War 1914-1918 ISBN 9780992463168 published May 2014

Lovely section about the importance of access to archives, highlighting the challenges and benefits, pp10 – 11.

Beautifully presented and illustrated, the book brings together the archives of Waverley College, through the Admission Register and other details, and the National Archives WW1 Service records. An impressive effort to explore a contemporary issue in a way that engages with the audience and presents both history and archives in a new light.

Gilliland, A., & McKemmish, S. (2014). The Role of Participatory Archives in Furthering Human Rights, Reconciliation and Recovery. In Archivio di Stato (Trieste), Mednarodni Institute Arhivskih Znanosti (Maribor), Atlanti: review for modern archival theory and practice. Trieste: Archivio di Stato.

A powerful call for archives and those described in them, and users of the archive to work together in participatory spaces to explore ideas of agency, authority, provenance, control and access. Well written and researched.

Opening Government: Open Data and Access to Information’, in ‘Integrity in Government through Records Management’

Published by: Ashgate Publishing

Following the news that the independent report had recommended that the SRSA archives and records components be separated, James Lowry’s review of the open data and Freedom of Information movements reminds us why this is not such a good idea. Beyond the ‘good records mean better archives’ mantra, Lowry reviews Ann Thurston’s involvement with open government and open data, through recordkeeping. The example of Norway, provided by way of a case study?, which uses a ‘whole of life cycle’ approach (not continuum?) emphasises the role of archives and records in ensuring governments are open, transparent and accountable. The need for records and archives to be authentic and integral is emphasised. The role of good record keeping both now and for the future of open government is seen as fundamental.

Cathy Humphreys, Gavan McCarthy, Melissa Dowling, Margaret Kertesz, and Rachel Tropea. 2014. “Improving the Archiving of Records in the Out-of-Home Care Sector.” Australian Social Work 67 (4): 509–24. doi:10.1080/0312407X.2013.856453.

Following on from the call for Participatory archives by Sue McKemmish, et al, we have this surprisingly practical response, from the Who Am I? Project. The subject and the discussion is densely written, yet the work and the benefits come through clearly. I would have thought the records continuum to be a concept too far for this non-archival audience, but I am reassured by the findings that the continuum was well understood and proved a useful tool in the project.

And finally, two great student projects! I expect to see and hear more from these two.

Viviane Hessami

To ‘reverse engineer’ and critique a Retention and Disposal Schedule for the Trust and Technology Project

Make this strike three for participatory archives. A detailed and nuanced approach to appraisal and access.

Chris Stueven

FIT5104 Assignment 4: Research Essay

Recordkeeping Issues Arising from the Public Hearings of the Royal Commission into Institutional Responses to Child Sexual Abuse

This is an important study that deserves to be published. It is well researched and well written, and points to a number of contemporary recordkeeping challenges.

 

Hidden collections – archival description projects and philanthropic funding

Today, I have suddenly found myself with a little time for reading and thinking. The luxury of time to read, and review, cannot be overstated. Marking is in that strange place where I am waiting to do some moderation, before frantically getting all the marks uploaded in time for Boards of Education, and writing lectures and assessments can be safely put off for a few weeks.  I’ve got a presentation to give for my other work in a few days time, but I think that I can wing that (mostly). And, out on twitter, I get the nod to the US Council on Library and Information Resources (CLIR) recently published proceedings on their Hidden Collections funding and research symposium – Innovation, collaboration and models. 

Working with the Mellon Foundation, CLIR have been working for over seven years to fund projects that improve the findability and discoverability of archival collections, through better cataloguing, inter-repository collaborations, and outreach programs. Over these years they’ve funded 129 projects, and over 270,000 item descriptions, where items means not files and folders, but individual letters, manuscripts, pictures, plans and objects. It’s an impressive set of figures, and the projects from which they are derived are also impressive, as detailed in these proceedings.

The introduction by editor, Cheryl Ostreicher, sets the mood admirably. The goals of the CLIR and the Andrew W. Mellon Foundation are clearly set out, and Cheryl then goes on to explore the work that was done and the way in which archivists, librarians and archival practice have been enhanced and supported through these projects and the funding.

CLIR “aspires to transform the information landscape to support the advancement of knowledge.” (quote from the Editor, Cheryl Ostreicher, p.2)

This is done through the development of close relationships, shared professional experience, and above all, a willingness to collaborate and innovate, as identified in the title.

The theme is picked up by the keynote speaker at the symposium, Professor Jacqueline Goldsby, Yale University. In her paper, Parting the waters: CLIR’s pathways into the archives, Professor Goldsby invokes the image of Charlton Heston, parting the waters of the Red Sea, in the Ten Commandments, as her icon for the way in which the hidden collections funding has improved access to archival resources.  She goes on to discuss the concept of ‘relational archives’,which draws on the ideas of performance art to engage with and respond to an audience, and is something that I’d like to explore further. Goldsby sees evidence of this ‘relationality’ in the tag clouds created to provide additional access points to collections, in the collaborations put forward for funding, and in the growing use of and requirement for interoperable descriptive schemas to link collections and materials together. She identifies the way in which federated searches through portals like the CLIR registry are enhancing and improving scholarship, which Clive Hurley and Sue McKemmish, among others, have been discussing.

There are too many papers to do justice to all, but a number spoke to me about the way in which we work, and in which archivy as a profession can evolve. “All history is local: expanding access to American Jewish archival collections” looked at the challenges associated with establishing common metadata and descriptive practices among organisations with differing levels of resourcing and expertise. “The challenges of sustaining a long term collaboration: reflections on the Philadelphia hidden collections” also looked at this, and raised the alarm as to how long a private institution might continue to support an aggregation site.

“Collaboration and education: engaging high school students with EAC-CPF research” looked at educating school students into archival descriptive practice, and history research techniques.  I’ve long thought that one of the problems archivists face is a lack of archival awareness at school level (primary school children can read a MARC record, even if they don’t know what it is), and this was an ambitious project. However, it also flagged that high quality research and description is not always easily achieved.

“The Churchill Weavers collection: an American treasure uncovered” looked at an unusual collection of textile samples, and considered a range of descriptive and cataloguing practices, with the development of a hybrid system in a museum catalogue software system. Not only did the project catalogue and identify the material, but it also included a preservation component and, with separate funding, digitisation for access.

And all of these are before the section on Arrangement and Description.

There are a number of other things that this publication has identified for me. The US is, seemingly, blessed with a range of philanthropic institutions and funding bodies who seem to take libraries, archives and history research seriously. There is the National Endowment for Humanities funding from the US government, the world renowned Carnegie Libraries and the Andrew W. Mellon Foundation, not to mention the Getty Institute and many others.  Australia is not so lucky. While there have been a number of large and recent philanthropic donations, particularly in Victoria, the scope and vision of the funders is more limited, often funding a single institution. In addition, the range of portals and aggregators for archival collections available highlights the paucity of the same in Australia, particularly as the Directory of Australian Archives is no longer actively maintained. Nevertheless, it is as important for Australian archives, and archivists, to channel their inner Heston, as it is for those fortunate brethren whose projects make this work such a delight.

I’d respectfully encourage all of you—and CLIR—to channel
your inner Charlton Heston-as-Moses and lead the publics you serve to the Hidden Collections Registry more assertively. This shouldn’t be a hard story to sell. The recovery of so many original, fascinating, inspiring, never-or-hardly-used archival collections—and the labors archivists and librarians expended to organize them—is a mediagenic story that should be spread as widely as possible. The work that you’ve accomplished deserves publicity on the scale of a Cecil B.DeMille spectacle! (Jaqueline Goldsby, p.11)

 

 

Beyond #digitaldinosaurs

A month or so ago, the CSIRO, Australia’s federally funded science research body, released a report on the way in which GLAM (for which read, Art Galleries and Museums mostly) should engage in digitisation in order to support the NBN and avoid becoming digital dinosaurs (A recent op-ed from the UK puts the opposite position, that the viscerality of the GLAM experience will be of ongoing importance  – http://www.independent.co.uk/arts-entertainment/is-there-a-future-for-the-traditional-museum-9855822.html) My assessment, on this blog, was not entirely flattering.  The report could, and should, have been so much more.

Today, I received notice of the final report from the Royal Society of Canada into Libraries and Archives Canada – The Future Now – http://rsc-src.ca/sites/default/files/pdf/L%26A_Report_EN_FINAL_Web.pdf . It covers the things that the CSIRO report did not, notably the roles of libraries and archives in the current and future environments. Rather than suggesting that libraries and archives must change to survive, it identifies both the things we do well now, for now and the future, and the things we need to work on.

What fascinates me about the library and archives project is that it too
has many faces and can be many things to many people. It will always
be relevant; yet it also needs to change with the times in which we live.
Our job is to prepare our institutions for the coming generations, not
with restrictive definitions and practices, to give them the tools with
which to see and learn, to ensure that the many voices, both past and
present, continue to be alive and not dead.
(Gerald McMaster, in The Future Now, p. 39)
It looks at the impact of budget and budget decline ( a not inconsiderable concern in Australia and elsewhere):
Whatever the budgetary imperatives facing LAC (and LAC still benefits
from a $90 million annual budget going forward), the fundamental statutory
objectives are not being met whether in preservation of the patrimony for future
generations or the facilitation of access to the documentary patrimony for

present-day research…

LAC needs far more support than successive governments have been prepared to show (p.42)

Convergence is also on the table, with the report noting that ‘In Australia, New Zealand, and the EU the merger of LAC is presented as an appalling model to be avoided by libraries and archives.’ (p.42). By way of contrast, the experience of the Bibliothèque etArchives nationales du Québec (BanQ) from which the new Director of LAC comes, is put forward as a positive. Harmonisation, rather than assimilation, is the watchword, and ‘absolute respect for the specific characteristics of each discipline, library and archival sciences’ (p.45).

Section D looks at the general context of archival collaboration and co-ordination. The discussion touches on, but does not explicitly mention, ‘total archives’, and also the idea of some form of federated or national collection.  The recommendations are somewhat lukewarm, and generic. Section E looks at collaboration across libraries and archives, and specifically at the way in which archives and libraries could share digital repositories or manage cloud services for institutional archives.  The discussion here seems a little at odds with the support for ‘respectful’ collaboration between the professions, and may need to be further developed. Section F looks both at digital access to collections and concerns about personal and private archives.

Section G:II (based curiously in the section on academic libraries) look at some of the issues that the CSIRO report examined, from social media to digital collections and access. Section H:II Public libraries, considers those who are not well served by the current distribution of information resources, from remote and regional communities, to individuals with functional illiteracy due to education, language, or disability, and those without access to the facilities, be they digital or phsyical.

There is a detailed discussion of Canadian copyright law and the impact that has both on collection and distribution of information materials, and on the impact of open access models.  Open data and open government are not concepts discussed in the report.

Aside from a somewhat disconcerting loss of the letters ‘fl’ in combination (re  ection, in  uence, etc), this is a thoughtful investigation into a major institution and the various organisations and professions that support and rely on it.
  Four stars from me.

‘Digital dinosaurs’: a response

The CSIRO has recently released a paper advising that the Australian GLAM sector has to become digitally innovative, or risk becoming “digital dinosaurs’ (http://www.csiro.au/Portals/Media/Australian-museums-risk-becoming-digital-dinosaurs.aspx. Also from the project google site – https://sites.google.com/site/glaminnovationstudy/).  While I endorse the sentiment that the GLAMR sector needs to connect socially online, provide innovative digital programs,  in education, and through digital preservation and discovery, I find the report and its recommendations to be somewhat shallow, and just a tad condescending.  I recognise that the same could be said of this response, given that it has been pulled together by one person, over the course of a weekend.  I’ll also be looking at the report from a records and archives perspective, with a little bit from libraries, and my own historian’s perspective.

The report opens with a foreword from Frank Howarth, President, Museums Australia. In it he talks about his wish to find the works of Australian photographer, Frank Hurley.  Hurley is well researched, and well known, with many publications available about his work. Yet, says Howarth, ‘the capacity of the GLAM sector’ to provide immediate digital access to the complete works of and about this important figure ‘ is patchy indeed’.  The failure lies at the feet of the various collecting institutions which have, apparently, failed to maximise digital access to their collections (and to Hurley, in particular), through a lack of engagement with the relevant technology, in particular registers, catalogues and indexes.  A wider conversation across all sectors to enable greater use of digital collection systems is required.   Howarth identifies the primacy of the ‘visitor experience’ and identifies that this occurs primarily through physical access to the sites and collections. Morevover, he suggests that the distinctions between libraries, galleries, archives and museums is 19th century, and a hindrance to true exploration of the distributed national collection (which is not a phrase to be found in the report, at any stage, until towards the end, where it is treated with some suspiscion) – in other words, that convergence on-line and in the real world is both inevitable and required.

Howarth identifies that there needs to be three key actions to enable this to happen :

1) Greater cross-sectorial conversations and links;

2) A great conference, like the Digital Forum in NZ, or Museums and the Web; and,

3) ‘Equity of opportunity and access to the potential of the digital world’.

These three themes are also picked up in the executive summary.

The first and last of these points are clearly motherhood statements, which need to be teased out further. Nevertheless, the first point is clearly needed, as identified by the gaps in this report, and, for example, by the comparable and complementary work of the National and State Libraries Association  (NSLA)’s Digital preservation working group and the Council of Australasian Archives and Records Association (CAARA)’s ADRI, which appear to be working independently of each other.  With respect to the second, while the Digital Forum occurs in a foreign country, it is accessible by most Australians and institutions with the necessary budget – why reinvent the wheel; perhaps we can take it over by stealth?  But the question needs to be asked, do these conferences drive innovation, and are they the most effective way of spreading the digital message?  As for the third, well, yes, of course, but how? The Collections Council was, of course, one approach to the problem. Abruptly deprived of funding by the Labor government, overseen by Minister for Culture and the Arts, Peter Garrett, the Council provided a voice across the GLAM sector and was working towards standardisation and areas of commonality – http://arts.gov.au/collections/collections-council-of-australia.  Perhaps a time has come for its return?

The focus of the study is to look at innovation (although this is not defined, and could perhaps benefit from close attention to the US Museums Association message on the subject –  http://museumsassociation.org/video/17092014-museum-innovation) and the opportunities provided to the GLAM sector ‘created by new broadband and digital services’.  So, the links to access, via digital technology, are clearly spelled out. This is not a bad thing, but it does mean that the report may be focused on product rather than process.  There is also an expectation that convergence is inevitable, and that those opposed to it are dragging their feet through an outdated allegiance to old ideas and concepts. Despite this, the report gives a brief one paragraph summary of each sector, drawn from the Australian Bureau of Statistics 2008 report on the culture and leisure industries.  I am not convinced by the convergence argument, myself.  I think that the collecting institutions and the professions that work within them represent different ways of understanding and working with information. Blurring the lines between them means that we must embrace the educative and interpretive roles of the museum, plus the research functions of science and natural history museums, creating not just collecting information, while at the same time ensuring that the evidential nature of the material collected is clearly identified and expressed. The material will need to meet or address some aesthetic criteria, or present critical perspectives of past, future and contemporary issues. Taking all of this on for all institutions, and collections, may be biting off more than we can chew. I’m also concerned that the increasing post-modernisation of the products of the GLAM sector will mean loss of context and therefore meaning and understanding.  Our collections are appraised, arranged and used for different purposes. Confusing these purposes may dumb us down rather than create and build knowledge (see, for example, Raymond Schutz’s analysis of the need for context in the digitised Holocaust archiveshttp://www.arhivelenationale.ro/images/custom/image/serban/2013/RA%202%202010/03%20schutz,%20raymund-engleza.pdf).

The first part of the report looks at the institutional environment, including funding, collection size and access statistics. The first part looks at economic activity, and the funding and clientele for each sector.  The library sector is, unsurprisingly, by far the largest, with over 12,000 employees, more than 6,000 volunteers,  and an annual income of around $1220 million.  Museums follow with $710m and 5,000 employees  supported by the largest volunteer sector – nearly 23,000 people. Galleries receive around $470 million, with 2,500 employees and a respectable 3,700 volunteers. Archives tag along, a poor fourth, with $140 million in income and 811 employees (plus 120 volunteers).  Museums and galleries receive a significant proportion of funding from the public sector, as opposed to libraries and archives. Archives differ from the others in that they have a significant clientele among government bodies  Clearly, Howarth’s third activity and a converged environment are already facing some challenges.

The report then turns to collection statistics, including the size of collections and visits to the various institutions.

There are over 100 million objects held across Australia’s GLAM institutions. Australia’s museums and libraries hold the largest documented collections; galleries collections are far smaller. Archives are not included in these estimates as their collections are recorded in kilometres of shelf space, rather than numbers of objects.

Again, the differences appear to be more significant than might otherwise be expected.  And the exclusion of archives on the grounds that they measure things differently is really not excusable, particularly as the report identifies that

There is a hierarchy among GLAM institutions in terms of funding and status – there was discussion about different levels of interest from government, corporate and public stakeholders in the different domains within the GLAM sector – archives being the least visible.

Yes, archives are measured in shelf metres, but the main CAARA statistical reports also provide a nice calculation to turn those metres into items (or objects) – http://www.caara.org.au/index.php/archival-statistics/ – either mulitplied by 100 (NAA, revised) or by 158 (unrevised). Using the simplest calculation, the archives sector suddenly has 62.9 million objects and the library sector nearly 90 million items, of which only 7.6 million, plus 37 shelf km, or 43 million objects are retained permanently as with the other collecting bodies, with galleries possessing 2.9 million and museums, 49. 6 million.  This means that the lowest funded institutions have the majority of items.  The report then looks at the proportion of gallery and museum objects on public display, accessible online and recorded electronically, but does not do the same for libraries or archives.  While the question of ‘exhibit’ may be somewhat moot for libraries and archives (another convergence challenge), the question of accessibility online and electronic recording should be more easily determined.  Museums and galleries have 5.4% of their collections online with 46.7% recorded electronically, according to the ABS statistics cited.  I’m reasonably certain that all of the NSLA institutions have online catalogues, with the majority of works described at item level. The archival and manuscript collections within libraries may be more difficult to ascertain, but not impossible. Similarly, all the CAARA bodies (other than the ACT archives) have online catalogues and backend archive management systems, so the proportion of archives ‘electronically recorded’ at either series or item level should be fairly easy to determine, and also very high : the major archives provide a summary of the number of individual items described within the annual CAAARA report, a not inconsiderable 23 million items in 2011-2012 (approximately 30% of the archives collections. However, this does not identify the records described at the aggregate, series, level).

The question of what is accessible online is more problematic, and highlights one of the problems with the report.  Should libraries include the works digitised by Google or the Hathi Trust? If including University libraries, should the digital theses repositories be included? Does it include access to works only available digitally,  including journals and reports? Should archives include the material digitised by Ancestry, Findmypast and the like? Although the report embraces innovation and connectivity, it does not seem to recognise the now very traditional ways in which libraries and archives engage with and make material accessible over the internet (whether broadband or via dialup).

The second part of the report looks at trends and innovations: this is something of a riff on the usual suspects, and would benefit from a more engaged understanding with the sector, and deeper research.  Trends include the increasing use of digital services, and particularly social media, based on a 2012 CSIRO study on megatrends, generally; the reduction in GLAM sector funding from government; environmental factors; the ageing population and globalisation.  Social justice issues such as access to information about ourselves, from family history, to Stolen Generations, forced adoptions and Royal Commissions into institutionalised child abuse are not raised.  Given the role of archives in ensuring civic rights and individual surety of identity, this is a critical gap. Curiously, though, section 4.1.2 of the report focuses on ‘Community welfare’.

The section on innovation and best practice reviews some of the better known activities in the digital sphere but neither engages with why they were successful, or what barriers might exist that may need to be overcome. Nor is the question of resourcing addressed.  Open access to collections is identified as a factor, with the Powerhouse’s use of Flickr provided as an example. The problem with the closing of Flickr Commons for several years, limiting the ability of collecting institutions to contribute in a cost effective manner is not discussed, nor is the State Library of Queensland release of 50,000 images to the Wiki commons. TROVE, of course, is mentioned, and its antecedents with Picture Australia and successful newspapers online project are identified, but the corresponding issues of copyright clearances and orphan works are not addressed, until one gets to section 3 – the ‘elephants in the room’.  The great Atlas of Living Australia is put up as a resource for geolocation of information about biodiversity data, but the issues of historic place names, questions of ease of integration with cataloguing tools, questions of uploadable datasets and size,  and even the availability of geolocatable information is missing (nor does the report mention, at this stage, the National Map data service http://nationalmap.nicta.com.au/). Citizen science, wikimedians in residence, third party metadata tagging and so on, all get a mention. Here the question of a cultural mindset among GLAM institutions would be a useful addition, in looking at the reasons why these apparently free and relatively simple to implement programs are so rare. The success of Google books in the US and UK is identified

Many North American and European libraries have collaborated in this initiative, however there are no Australian partners. As a result, many books about Australia and published in Australia are now only searchable in digital form from a copy held by an overseas library

In a digitally connected online environment, in which institutions are to become a melange, why is country of source an issue? Conversely, the Norwegian digitisation project is put up, but the question of Aboriginal and Torres Strait Islander cultural heritage (and the lack of funding for IATSIS and ‘language’ projects), which might benefit from improved access to culturally appropriate works is not addressed. From there we go to digital art collections, digital film and sound (Australian Sreen online and BBC creative archives, not to mention the BBC’s  digital public space), but not releases of public domain material on vimeo or youtube, to robots touring physical exhibits  and maker spaces.  Missing is a discussion about gamification, collections in Minecraft or Second Life, .scvngr, 4square or drones in the archives. Where too, are interactive videos, audio streaming, and Museum Dance Off?  The link to government initiatives at a policy level, rather than institutional level, is also missing.

Section 2.3 , ‘Relevant technology’, is more of the same.  Digitisation looks at the use of digital scanning in the digital humanities sphere, but does not look at the National Archives ongoing digitisation on demand program, and similar programs. Discovery points to the data visualisation undertaken by Mitch Whitelaw in the National Archives  as an Ian McLean researcher in 2008, but does not go further to look at how similar work has been adopted by the National Archives and Records Administration, working with the University of Texas, to work on digital archives approaches. Nor does it look at how that work is being used by researchers or the NAA itself. Common sense reasoning, analytics, and touch screens all get a look in, although the University of Sydney’s Heurist does not – http://heuristnetwork.org/background/, nor the long running Bright Sparcs project (now Encyclopaedia of Australian Science –  http://www.eoas.info/)and related programs at the University of Melbourne, or the work of IVEC in WA in supporting a range of archaeological and cultural heritage initiatives.  The role of the Australian Research Council in funding research and data use is not investigated, nor is the metadata aggregation of the Australian National Data Service or the CSIRO’s own engagement, via its library service, with managed research data repositories. While it could be said that space was an issue in the report, the same cannot be said for the number of links in the google site.

Section 3 refers to a workshop, based in Sydney, at which some of the ideas in the report were presented. Aimed at “leading edge practice in the sector’, digital technologies such as telepresence suites, virtual conferencing systems or even Skype would have provided an ideal opportunity to both walk and talk the walk and talk. During the workshop a number of ‘elephants’ – barriers to digital engagement – were identified, but few solutions seem to have been identified, other than that institutions needed to take a greater role in providing innovative solutions, to stop competing with each other and to undertake ‘mentoring’ of smaller , less able institutions. Easier said than done, especially in an environment where resourcing is clearly competitive, and the institutions themselves rely on legislation to authorise their activities.  One can be far more interpretative of legislation if one is not then also responsible for ensuring adherence to the letter and spirit of other laws.  Four key strategies were identified :

1) Making the public part of what we do – citizen archivists, tagging and collaboration (TROVE Newspapers online, the NAA arcHive, Carnamah’s Virtual Volunteers)

2) Becoming central to community well being (Find and Connect, Forced Adoptions, Founders and Survivors)

3) Beyond digitisation (GovHack? ), and

4) Developing non-government funding sources.

They also visited

several institutions that seem to house galleries, libraries, archives and museums under one roof, notably the Australian Institute for Aboriginal and Torres Strait Islander Studies, the Australian War Memorial and the Museum of Australian Democracy…

noting that “the apparent boundaries between the four styles of institutions already seem more porous than one might think’. However, this is a common confusion over co-location, rather than convergence.  Housed in the one building, the various areas nevertheless display the common characteristics and professional concerns of the individual collection types.

Finally, the authors took these four strategies to specific discussants, and tried to identify some areas of commonality. From those discussions came 6 strategic initiatives:

1. Digitisation and access
2. Digital preservation
3. National approaches to rights
4. Skills and organisational change
5. Shared infrastructure
6. Trans-disciplinary collaboration, Digital Humanities and eResearch

Again, a very broad brush has been taken to these initiatives.  Digitisation and access looks at questions of support and shared expertise, suggesting that expertise and equipment could be shared, although how this latter could be done across the country is not worked through – does the equipment travel or the items? How would it be funded? Digital preservation noted the need for an urgent ‘coordinated, national, cross-sector approach to avoid losing access to historical digital materials’. The copyright section noted the responses to the recent Australian Law Reform Commission review, and identified the need for a ‘stronger and unified voice on rights in general’. No argument there! However,  management of orphan works, and moral rights for Aboriginal and Torres Strait Islanders, could be simply managed by a national, co-ordinated response.  The report again cites Tony Ageh and the BBC Digital public space, to which my response is,

It’s more complicated than you think

https://www.opendemocracy.net/ourbeeb/tony-ageh/its-more-complicated-than-you-think.

From there we go to education, and the need for new skills and reskilling. As a person working in the education space, I can assure we are keenly aware of the need for these skills, but also that you can’t train everyone to do everything, nor should you. Nor have we forgotten that our core skills require archivists and librarians to be “client centred’ or ‘service dominant’, whether in the digital or physical environment. The report does not articulate the ways in which the GLAM sector is not client centred, which would at least provide a way forward for the proposed changes.

Shared systems and infrastructure focused on the eResearch networks,such as ANDS and AARNet. It was suggested that use of AARNet would assist with cross institutional collaboration, including storage and dissemination. Certainly, I can see benefits for cross-sectorial collaboration, including telepresence communication and the like, but I’m not sure that the various archives or libraries actually fit AARNet’s remit. Worth exploring, though.

Similarly, the suggestion that we work more across disciplines and engage with users is one which I think most institutions and professions are open to.

Finally, the report recommends a National forum, along the lines of the National Digital Forum in NZ and an Innovation and Access Foundation.  With increasing restrictions on travel and training, the AARNet supported conferencing systems may be the best way of establishing the first.  A National Foundation, established as a clearing house for private sector donations across the GLAMR world, may be one way of ensuring that archives, for instance, move from being ‘the least visible’ part of the sector.

In conclusion, then, I find the report to be somewhat long on rhetoric and short on research. There are some good suggestions within the report that need to be refined and further developed.  However, it seems clear that GLAM insititutions are already working well within the digital sphere, and are at more risk from glib dismissals and underfunding, than from a lack of engagement with digital technologies. Two and a half stars from me.

From Wikipedia to our libraries

http://trends.ifla.org/insights-document

http://lj.libraryjournal.com/2014/09/opinion/not-dead-yet/connecting-researchers-to-new-digital-tools-not-dead-yet/#_